What is Gray Box Testing?

Testing is one of those software development practices that there are a lot of opinions about. Almost all developers believe that testing is important, but not all agree on which testing strategy is the most effective.

Rather than try to push a particular strategy as best, this site focuses on a kind of test an application should have at a bare minimum: a functional test. This kind of test validates the steps a user takes in an application to perform a task and how those steps affect the state of the application. It is not a replacement for other types of testing that a developer might do during the course of development, such as unit testing. Those are still valuable. However, as the number of tests increase, there tends to be diminishing returns. The cost of complete test coverage at every layer of the application may be justified for software which runs an insulin pump, but a non-critical business application probably doesn’t have the same requirements. Yet both applications need to be tested to ensure they work as intended, so there should be a minimal set of tests which can validate that functionality.

The specific style of gray box testing described on this site is the most minimal, yet thorough, type of functional test. Before we go into details, we’ll need to discuss the strategies at the far ends of the spectrum: black box and white box testing.

Black Box Testing

In black box testing, the application is tested “from outside”, without any knowledge of how the system functions internally. This is often done via the user interface, but could also be at a deeper layer of an application. For the purposes of this site, we’ll focus on user interface testing.

A black box test validates a series of steps that a user performs in an application and that the user interface responds as intended. It does not have knowledge of, and therefore cannot validate, the internal state of the application, other than what can be inferred from the user interface itself.

White Box Testing

White box testing is more concerned about the internals of an application, including its data structures, algorithms, and the paths the code takes during operation. In order to write these kinds of tests, a developer must have intimate knowledge of the application source code and the different systems involved. They tend to be more brittle, as they are tightly coupled to the code itself. However, in order to really validate that an application functions as intended, the tests need some knowledge of its internals. They key is to minimize that knowledge and write the tests in such a way that changes to the tests are minimized as the source code changes.

Gray Box Testing

Gray box testing is a hybrid of both white box and black box testing. Tests perform the steps of an interaction “from the outside”, but also validate the changes that occur to the application’s state “on the inside”.

Test-Friendly Architecture

In the type of gray box test promoted here, the test has access to the modules in an application which perform the side effects and have access to its data. One common way to do this is by using an architectural pattern called ports and adapters (otherwise known as hexagonal). In this pattern, there is an application core surrounded by a set of adapters. The application core contains the pure business logic, while the adapters each serve a specific purpose, generally to perform side effects. A thin service layer coordinates how the adapters and core interact. This allows different technologies to be plugged into the application to serve those different purposes. With this architecure, tests can reuse the adapters to perform validation of the side effects which occur in an interaction. This is generally what a black box test lacks.

Modularization

In order for the tests to have access to the adapters, it’s important to modularize the codebase and keep each type of technology in a separate module. For example, if the application has a set of adapters for data access, and those are implemented in DatabaseXYZ, there should be a DatabaseXYZ-specific module containing those implementations. Then, in order to validate that data access was performed correctly, a test can simply import that module and use its API to perform the validation. This has the advantage that if a new adapter is written, the test need not be updated. It can simply import the new adapter implementation and the test should still pass. By using dependency injection, this can be done simply by configuration.

Adapter Testing

To ensure the adapters function correctly, the developer must write white box tests for each of their API functions. In the data access example above, the test should ensure that when the function is called with a specific input, that the database table(s) are updated correctly.

Test Automation

Modern tools can be used to automate these kinds of tests. This significantly decreases the cost of running the tests regularly. However, even if they are automated, it’s important to test manually as well. Automated tests can verify functionality, but can’t tell if a user interface element is misaligned or a button can’t be pressed because of a z-index bug. Therefore it’s important to have a way to share a test between both humans and computers. That way automated tests can be run regularly, while the human tests can be run at critical junctures, such as before a release.

A specification provides the basis for an automated test as well as functioning as a script for human quality assurance. There are many ways to write a specification, but there is a simple format that is easy to read and understand, and can be used for both purposes. That is covered in the next section.